A Case of Broker Misconduct – Cahill Case

In 2003, Louise Cahill experienced losses when she placed her hard earned money in the hands of brokers at Salomon Smith Barney investors. Thankfully, The Hayes Law Firm was there to answer her questions and take the case to court.

Cahill experienced losses from her investment with the firm and charged them with breach of fiduciary duty, negligence, conflicts of interest and failure to supervise. Her money was gone, and without legal action, she had no hope of regaining any of it. See case details(cahill.pdf).

With 9 months of arbitration, The Hayes Law Firm’s experienced broker fraud attorneys Dennis C. Reich, Esq. and Milton Fried, Esq. were able to regain $35,172 of her mismanaged funds.

Salomon Smith Barney settled and paid Cahill the money she deserved. Broker misconduct costs many responsible, hard working people real money every year. If you’re one of those people it’s not too late to get your money back!

If you suspect that your funds were mismanaged or that the firm you invested with is engaging in broker misconduct, call us at 713-862-2152 to speak with a professional and get a free, private consultation about your case.

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