Home / Media Room / Articles
Explore this section to keep up to date with our news, articles, and current events. Featured: Read Debra Hayes as quoted in a Wall Street Journal Article on Morgan Keegan Securities Arbitration   [read more] Our articles are posted below: Click on a summary to view the full article. >>> May 26, 2009 Two FTC Capital Executives Are Charged With Fraud NEW YORK -- Two executives at FTC Capital Markets Inc. in New York have been charged in an alleged scheme to defraud institutional investors by misrepresenting the types of securities in which they were investing. >>> May 22, 2009 Citigroup-Mat V and Mat III Anyone who invested in MAT Five LLC ("MAT Five”), marketed by Citigroup may be entitled to participate in the class action suit against the investment bank. The violation is against the Securities Act of 1933 and Delaware law. >>> May 21, 2009 Defrauded AIG investors to get $843M from SEC The Securities and Exchange has announced that it will pay $843 million to investors in American International Group Inc. who were jilted in an accounting and securities fraud fiasco dating back to 2000. >>> May 19, 2009 FINRA Investor News FINRA Investor News May 14, 2009 >>> May 18, 2009 SIPC: $61 Million in Commitments Made to Madoff Claimants, With $100 Million Level Expected To Be Reached by Memorial Day NEW YORK and WASHINGTON, May 14 /PRNewswire-USNewswire/ -- Even as forensic accountants and lawyers continue to untangle what is believed to be the most complicated and far-reaching financial fraud in U.S. history, a total of $61,409,834.50 of Securities Investor Protection Corporation (SIPC) funds already has been committed in determination letters sent to 125 claimants in the Securities Investor Protection Act (SIPA) liquidation proceeding for Bernard L. Madoff Investment Securities LLC (BLMIS), according to Irving H. Picard, the court-appointed trustee, and SIPC President Stephen Harbeck. >>> May 15, 2009 Ex-Monster Worldwide Exec Convicted Of Fraud NEW YORK (Dow Jones)--A former Monster Worldwide Inc. (MWW) executive was convicted of conspiracy and securities fraud Tuesday in a scheme to improperly backdate millions of dollars in stock-options awards. >>> May 14, 2009 Ex-Broker Bowers Pleads Guilty To Fraud In Insider Trading Case NEW YORK (Dow Jones)--A former Lehman Brothers Holdings Inc. broker pleaded guilty to criminal charges in an alleged insider-trading scheme in which a co-worker shared information about pending mergers and other deals gleaned from the co-worker's wife, who worked at communications firm Brunswick Group LLC. >>> May 13, 2009 NY AG Confirms Guilty Plea Of Placement Agent NEW YORK (Dow Jones)--New York Attorney General Andrew Cuomo confirmed Tuesday that an associate of Henry "Hank" Morris, a one-time top political adviser to the state's former comptroller, has pleaded guilty to securities fraud in a "pay to play" probe involving the state's largest pension fund. >>> May 12, 2009 Madoff Trustee Sues Hedge Fund for $1 Billion The trustee overseeing the liquidation of Bernard L. Madoff’s now-defunct investment firm has sued the hedge fund Harley International for the return of $1 billion that it invested with the convicted swindler. >>> May 11, 2009 Lauer Fined More Than $62 Million in Hedge-Fund Fraud Case Michael Lauer, the head of Lancer Management Group and Lancer Management Group II, has been fined more than $62 million in a fraud case, the U.S. Securities and Exchange Commission said Friday. >>> May 7, 2009 Lehman Bosses Walk, While Small Fry Walk Plank: Jonathan Weil May 7 (Bloomberg) -- The nation’s top securities cop once again has shown it knows how to go after little fish. There is still no sign it’s capable of bagging any powerful sharks. >>> May 6, 2009 Reserve Primary Fund Operators Charged With Fraud WASHINGTON (Dow Jones)--The Securities and Exchange Commission on Tuesday brought civil charges against the operators of the Reserve Primary Fund, the money-market fund that made headlines in September when its net asset value fell below $1 a share - also known as "breaking the buck." >>> May 5, 2009 Securities Fraud Case Filings Up 86% This Year According to the latest statistics released by the Financial Industry Regulatory Authority (FINRA), which regulates all securities firms throughout the United States, new securities fraud case filings were up 86% over the first three months of this year. >>> May 4, 2009 2 Arrested, 1 At Large Accused Of Fraud In Hedge-Fund Scheme Two men were arrested Thursday night on securities fraud and wire fraud charges and a third remains at large, authorities said Friday. View more articles: September 2010July 2010June 2010May 2010April 2010March 2010February 2010January 2010December 2009November 2009October 2009September 2009August 2009July 2009June 2009May 2009April 2009March 2009February 2009January 2009December 2008August 2008December 2007November 2007October 2007September 2007 Message: Security code:

HOMEABOUT USAbout the FirmWho We HelpFirm Bios  · Debra Hayes  · Milton Fried  · Charles Hunter TestimonialsResults PRACTICE AREASOverviewBroker Misconduct  · Fraud Attorney  · Broker Negligence  · Wells Fargo  · Ameriprise  · Schwab YieldPlus  · VAL Products  · Regions Bank  · Schwab Investments Investment Fraud  · Terms/Phrases  · FAQs  · Morgan Keegan Stock Fraud  · The Aftermath  · FAQs  · Contacting  · Difference  · Stanford Financial CASESOverviewStanford Financial GroupWells Fargo FraudMorgan Keegan Losses RESOURCESOverviewAbout ArbitrationDo I have an annuity?IRA Losses MEDIA ROOMArticlesFeaturedPress ReleasesBlogRadioLinks CONTACT USContact UsTell a Friend