Home
/
Media Room
/
Articles
Explore this section to keep up to date with our news, articles, and current events.
Featured:
Read Debra Hayes as quoted in a Wall Street Journal Article on Morgan Keegan Securities Arbitration
[read more]
Our articles are posted below:
Click on a summary to view the full article
.
>>>
October 30, 2009
WaMu Securities Lawsuit Advances - The Hayes Law Firm
By TIM KLASS
A judge has refused to dismiss a multibillion dollar securities fraud case against former officers, directors, accountants and underwriters of Washington Mutual Bank, which collapsed last year in the biggest bank failure in U.S. history.
>>>
October 28, 2009
Former Canadian Securities Lawyer Faces Criminal Inside Trading Charges - The Hayes Law Firm
By The Canadian Press
A former securities lawyer has pled guilty to a $9-million insider trading scheme, the police and Ontario securities regulator said Tuesday.
>>>
October 26, 2009
Guilty Plea in Securities Fraud Case - The Hayes Law Firm
By Merritt Melancon
A physician assistant who once worked with an Athens medical group pleaded guilty Friday to 17 counts of selling unregistered securities, ending a seven-year court battle between the assistant and the investors who accused him of bilking them of $4.5 million.
>>>
October 23, 2009
Lawsuit again U.S. Central Credit Union alleges securities fraud
By: Dan Margolies
Officers and directors of U.S. Central Credit Union, the Lenexa-based corporate credit union now under federal conservatorship, committed securities fraud, a lawsuit filed by another corporate credit union claims.
>>>
October 22, 2009
Investment Brokers In Two States Face Fraud Charges
Investors looking for a safe and profitable place to put their money still face the risk of fraud, unless they carefully select their broker or investment advisor. In the wake of the Bernard Madoff swindle, law enforcement officials continue to level charges against investment brokers they say violate not only the law, but investors' trust.
>>>
October 20, 2009
Wall Street on edge as SEC top cop gets aggressive
By Rachelle Younglai
In the office of Wall Street's top cop hang a courtroom sketch and a framed newspaper article from his biggest case, when he sent the villain away for life.
>>>
October 19, 2009
Hedge Fund Chief Is Charged With Fraud
By MICHAEL J. de la MERCED
By all appearances, Raj Rajaratnam was a self-made billionaire, having built Galleon Group into a giant hedge fund with a specialty in technology companies.
>>>
October 12, 2009
Case Pitting Spin Against Fraud
By AMIR EFRATI
The two executives, Ralph Cioffi and Matthew Tannin, will fight securities-fraud charges in a widely anticipated trial beginning on Tuesday in a Brooklyn, N.Y., federal court. The money managers unsuccessfully scrambled to keep two mortgage-heavy Bear Stearns hedge funds afloat in 2007 amid sinking mortgage-market prices, the first of several blows that eventually felled Bear Stearns and marked the start of the credit crisis. J.P. Morgan Chase & Co. bought the firm in a March 2008 fire sale.
>>>
October 8, 2009
Final arrest made in Coffee County securities fraud case
By Michelle Mann
The fourth person charged in a multimillion-dollar securities fraud case will be returned to Coffee County Court to face charges.
>>>
October 7, 2009
Aldus exec, placement agent plead guilty to N.Y. pay-to-play fraud charges
By Christine Williamson
Saul M. Meyer and Raymond B. Harding both pleaded guilty to New York state felony securities fraud charges in connection with pay-to-play allegations related to investments by the $116.5 billion New York State Common Retirement Fund, Albany, Attorney General Andrew M. Cuomo announced.
>>>
October 6, 2009
Stock Finder Garcia Indicted In Stock-Lending Probe
BY: Chad Bray
A purported stock-loan finder has been indicted on criminal charges in a kickback case involving stock lending on Wall Street, prosecutors said Monday.
>>>
October 2, 2009
Stifel, Nicolaus' Indy office faces fraud charges
By John Russell
The Indianapolis office of securities firm Stifel, Nicolaus & Co. is facing charges that it improperly advised more than 100 Indiana clients to invest $54.9 million in a complex securities auction that later collapsed.
>>>
October 1, 2009
Moody’s Didn’t Do Its Job, Insider Claims
By Andrew Ackerman
WASHINGTON — Moody’s Investors Service conducts “virtually no surveillance” of its municipal bond ratings, despite its claims to the public and Congress that it robustly monitors all the securities it rates, a former chief compliance officer warned the Securities and Exchange Commission in a March letter.
View more articles:
September 2010
July 2010
June 2010
May 2010
April 2010
March 2010
February 2010
January 2010
December 2009
November 2009
October 2009
September 2009
August 2009
July 2009
June 2009
May 2009
April 2009
March 2009
February 2009
January 2009
December 2008
August 2008
December 2007
November 2007
October 2007
September 2007
Message:
Security code:
HOME
ABOUT US
About the Firm
Who We Help
Firm Bios
·
Debra Hayes
·
Milton Fried
·
Charles Hunter
Testimonials
Results
PRACTICE AREAS
Overview
Broker Misconduct
·
Fraud Attorney
·
Broker Negligence
·
Wells Fargo
·
Ameriprise
·
Schwab YieldPlus
·
VAL Products
·
Regions Bank
·
Schwab Investments
Investment Fraud
·
Terms/Phrases
·
FAQs
·
Morgan Keegan
Stock Fraud
·
The Aftermath
·
FAQs
·
Contacting
·
Difference
·
Stanford Financial
CASES
Overview
Stanford Financial Group
Wells Fargo Fraud
Morgan Keegan Losses
RESOURCES
Overview
About Arbitration
Do I have an annuity?
IRA Losses
MEDIA ROOM
Articles
Featured
Press Releases
Blog
Radio
Links
CONTACT US
Contact Us
Tell a Friend