Securities Arbitration Articles - The Hayes Law Firm

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Read Debra Hayes as quoted in a Wall Street Journal Article on Morgan Keegan Securities Arbitration [read more]

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>>> November 30, 2009

UBS Broker Investment Fraud - The Hayes Law Firm

The law firm of Securities Fraud Attorney Mark A. Tepper has filed claim against UBS Financial Services (NYSE: UBS) on behalf of a single mother of three who was also the sole financial caregiver for both parents with Alzheimer's and a child with multiple sclerosis.

>>> November 18, 2009

Wells Fargo Fraud - Auction-Rate Securities - The Hayes Law Firm

Investors allegedly misled auction-rate market was safe, liquid before crisis

Wells Fargo Investments LLC will repay about $1.3 billion to investors, charities and small businesses whose funds were frozen in the auction-rate securities market in the latest of a series of settlements with state securities regulators, an industry association said on Wednesday.

>>> November 16, 2009

Texas Securities Fraud - The Hayes Law Firm

By Eric Torbenson

A Carrollton man who faked being both an investment adviser and a lawyer was sentenced Friday to 20 years in federal prison.

>>> November 11, 2009

Securities Fraud - Former Boston Provident Exec Charged - The Hayes Law Firm

The former chief financial officer of Manhattan hedge fund Boston Provident LP was arrested Tuesday on charges he defrauded the fund of about $1.3 million, including selling shares to the fund at inflated prices. According to court documents, Ezra Levy, the fund's former chief trader and chief financial officer, has been charged with securities fraud and 10 counts of wire fraud.

>>> November 9, 2009

Securities & Wire Fraud - Dreier Case - The Hayes Law Firm

A broker accused of helping disgraced lawyer Marc Dreier carry out a scheme to sell millions of dollars in fake promissory notes pleaded guilty to criminal charges on Monday.

>>> November 6, 2009

Countrywide Ex-CEO Faces SEC Fraud Case - The Hayes Law Firm

By Jonathan Stempel and Gina Keating

A federal judge rejected a request by Angelo Mozilo, the former chief executive of mortgage lender Countrywide Financial Corp, to dismiss a U.S. Securities and Exchange Commission lawsuit accusing him of securities fraud and insider trading.

>>> November 4, 2009

When Banks Fail, So Do Those Promised CD Rates - The Hayes Law Firm

By: Keith Epstein

Norma Jean Scott, a 63-year-old Alabama retiree, thought she was being prudent three years ago when she stashed her $100,000 retirement nest egg in a pair of certificates of deposit. Her bank, CapitalSouth, promised her 5.7 percent interest for five years.

>>> November 1, 2009

Fiduciary Responsibility to Mutual Fund Advisors Fees - The Hayes Law Firm

PRNewswire-US Newswire

As the Supreme Court prepares to hear oral arguments today in Jones v. Harris Associates, LP, the National Association of Shareholder and Consumer Attorneys (NASCAT) explained why the Supreme Court should side with mutual fund investors by removing lower court roadblocks that have barred shareholders from the remedy to excessive investment advisory fees that Congress enacted for them in the Investment Company Act as amended in 1970.

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